Isaiah Thomas William is accused of misappropriating funds from his investors and engaging in other forms of negligence and fraud. Please call us toll-free at 844-253-5858. We are a firm that focuses on investor protection.
Regulators have barred Isaiah Williams from the securities industry. He was most recently a broker with Merrill Lynch.
On January 3, 2025, Merrill Lynch filed a termination notice with regulators concerning Williams. The notice states that Williams voluntarily resigned while under internal review into “allegations of misappropriation, unsuitable asset allocation, misrepresentations, and an improper business activity.”
Improper outside business activity means that Williams conducted work that he did not disclose to his employer. The most common reason for an advisor to not take the simple step of disclosing outside business activity is because such activity is fraudulent and is focused on the clients of the employing firm.
The termination comes shortly after investor allegations of inappropriate conduct. Investors filed suit against Merrill Lynch concerning Williams in May and December of 2024.
Isaiah Williams refused to cooperate with regulators investigating the accusations. This failure to defend his actions led to the regulators barring Williams.
Williams’ office was in Florida, but he is believed to have had investors across the country.
We have assisted investors in recovering their assets for over 20 years. Please call for a free and confidential initial consultation to discuss if you are entitled to recover your losses.
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