Securities Fraud and Mismanagement

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KEITH MICHAEL D’AGOSTINO

by | Dec 21, 2025 | Alt investment, Colorado Securities Act, FINRA Allegations

If you were an investor of Keith Michael Dagostino you should contact an attorney to evaluate whether you were a victim of fraud.
If you were an investor of Keith Michael D’Agostino there is a good chance you were the victim of fraud.

If you were a victim of Keith Michael D’Agostino, also known by the last name “Dagostino,” please contact us for a free initial consultation. Regulators recently suspended Dagostino from the securities industry. D’Agostino is also the focus of an excessively large number of investor lawsuits.

The employers of D’Agostino faced 24 separate investor suits concerning securities fraud. Investors filed most of these suits in 2022-25 time period. These investors sustained millions of dollars in losses and his employers, Aegis Capital and EF Hutton, paid millions in settlement.

D’Agostino’s most common form of fraud is the recommendation of unsuitable securities. The sale of unsuitable securities is in violation of federal and state laws. When a securities broker recommends an investment that is not in the best interests of an investor it is a suitability violation.

Jeffrey Pederson is a nationally recognized securities lawyer and helps investors suffering suitability losses.