by Jeff Pederson | Jul 20, 2026 | Colorado Securities Act, FINRA Allegations, Insurance
Centraurus variable annuity exhchange, or “switch,” could have defrauded you while enriching your advisor. Certain Centaurus Variable Annuity Exchanges, or “switches,” have been alleged as inappropriate by the regulator FINRA. On July 15, 2026,...
by Jeff Pederson | Jul 9, 2026 | Alt investment
RMHIX loss recovery is possible. Many advisors sold Stifel’s ROCMuni Fund inappropriately to investors seeking safety. RMHIX loss recovery is possible for certain investors. We believe certain financial advisors at Stifel and Osaic inappropriately recommended...
by Jeff Pederson | Jun 23, 2026 | Alt investment, Private Credit
Apollo redemptions may foreshadow private credit investments becoming relics of history. Apollo redemptions requests reach 16.8% as private credit investors await disaster. This follows an 11% redemption request from the first quarter. The deposit withdrawals are...
by Jeff Pederson | Jun 19, 2026 | Alt investment, Colorado Securities Act, Insurance
Some investors have raised concerns over Northern Colorado NY Life agents and advisors. We are interested in speaking with Northern Colorado NY Life customers and investors. We currently represent a number of such people. Variable universal life customers recently...
by Jeff Pederson | Jun 3, 2026 | Alt investment, Private Credit
Partners Group liquidity lockdown is a risk that should have been shared with investors prior to investing. A Partners Group liquidity lockdown occurred in June 2026. This action prevented investors from accessing their funds and came as a surprise to some. This risk...
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