Securities Fraud and Mismanagement

Attorney and Counselor at Law

303-300-5022 / 844-253-5858 Toll Free

Did the actions/inactions of my broker fall below the required standard of care?

We’ll tell you, for FREE.

Jeff Pederson

Stanley Pophal Ponzi Scam

Stanley Pophel is alleged to have destroyed the savings of many. On June 17, 2025, the U.S. Attorney announced a criminal complaint charging Stanley Pophal, 63, of Wausau, Wisconsin, with wire fraud and money laundering. Pophal was arrested Saturday and made his...

LPL Overcharging Investors

LPL overcharging has been alleged by state regulators. If you believe you have been a victim of LPL overcharging, please contact us. On June 9, 2025, a consortium of state regulators announced a settlement of charges against LPL, Edward Jones, Stifel, RBC and TD...

Adam Brunin Loss

Adam Brunin utilized a mix of investments that were inappropriate for som. Our firm has currently filed suit and represents multiple investors concerning the actions of Adam Brunin.  This Colorao advisor operates the advisory firm Navigation Wealth Management.  We...

Brokerage Overcharges Identified

Brokerage overcharges may be difficult to spot but can have substantial impact on your savings. State securities regulators, on June 9, 2025, announced a broad settlement for brokerage overcharges. Please contact us if you believe you have been a victim of brokerage...

Alt Investment Misrepresentations

Your advisor has motivation to not tell you the truth about Alt investments. We represent investors who are victims of Alt investment misrepresentations and non-disclosures. Alternative investments (commonly referred to as “Alts”) are any investment other...