by Jeff Pederson | Dec 18, 2023 | Uncategorized
Scott Norvell is accused of misrepresenting aspects of annuity products. Norvell, operating in Omaha, Nebraska, is and advisor with Brokers Financial, and previously with LPL and Cetera. Advisors commonly engage in the high-cost practice of variable annuity fraud, and...
by Jeff Pederson | Dec 15, 2023 | Uncategorized
We are investigating Alexandra Bovee, aka Alexandria Montgomery and Aia Montgomery, who participated in a marijuana investment Ponzi. The former Edward Jones broker in Sumter, South Carolina accepted a securities industry bar rather than participate in the Financial...
by Jeff Pederson | Nov 9, 2023 | Uncategorized
Matthew Stucke, currently with Cetera, and previously with Cambridge and Raymond James, is alleged to have inappropriately invested his investors. Please contact us if you were a Stucke investor. We have represented investors for 20 years. We can provide a free and...
by Jeff Pederson | Oct 19, 2023 | Uncategorized
Stewart Ginn is affiliated with Independent Financial Group and Crosby Investment Group with offices located in California and Colorado. Regulators accuse Ginn of churning accounts, of mostly elderly investors, and creating millions of dollars in losses and...
by Jeff Pederson | Oct 12, 2023 | Uncategorized
First Republic Investment Management and First Republic Securities representatives allegedly gave false and misleading information about First Republic stock in the days leading to the bank’s collapse. On March 10, 2023, First Republic Investment Management and...
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