by Jeff Pederson | Oct 28, 2025 | Colorado Securities Act, Real Estate Investment, State securities laws
A Colorado grand jury indicted Michael Graham on two counts of securities fraud. A Colorado grand jury indicted Michael Graham on two counts of securities fraud on August 15, 2025. Authorities allege Graham sold fraudulent investments meant to benefit economically...
by Jeff Pederson | Oct 26, 2025 | Alt investment, Colorado Securities Act, Oil and Gas
Colorado investors accuse Ty Haney of Outdoor Voices of securities fraud. On October 14, 2025, Boulder, Colorado investors sued Ty Haney for violations of securities laws in the financing of entrepreneurial project. The lawsuit of Colorado investors alleges that Haney...
by Jeff Pederson | Sep 23, 2025 | Alt investment, Colorado Securities Act, Energy Investment, Oil and Gas
Oil and gas investments sold to Michael McFeeley investors are alleged to be inappropriate or driven by fraud. LPL broker and CFP Michael McFeeley is the subject of numerous legal actions and complaints. The subject is oil and gas investments. Allegations are that...
by Jeff Pederson | Sep 22, 2025 | Colorado Securities Act, FINRA Allegations
Isaak Bond Investments settled charges of accounting irregularities making the firm look healthier than its true condition. On, July 7, 2025, Isaak Bond Investments (IBI) entered into a settlement with regulators for failing to be adequately capitalized. FINRA, the...
by Jeff Pederson | Sep 10, 2025 | Alt investment, Colorado Securities Act, SEC Allegations, State securities laws
Tom Vukota settled SEC charges of fiduciary breach and fraud at VCM. The Securities and Exchange Commission (SEC) settled charges against former Colorado resident Tomislav Vukota aka Tom Vukota (Vukota). The settlement included the two investment adviser entities he...
by Jeff Pederson | Sep 4, 2025 | Colorado Securities Act, General
Investors have recourse for the inappropriate asset allocation of their advisor. Inappropriate asset allocations can enrich advisors at the expense of investors. Investors have recourse when such misallocation occurs. On September 2, 2025, the CEO of Vanguard told...
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