Securities Fraud and Mismanagement

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Federal Securities Laws

Fraud at Northern Trust Alleged

by Jeff Pederson | Jan 29, 2026 | Federal Securities Laws

Heiress alleges blatant fraud at Northern Trust where advisor stole tens of millions. A recent lawsuit alleges fraud at Northern Trust. The allegations are that a senior executive stole millions from investors including a woman in her 80s. The investor’s suit is...

Matthew Melton Ponzi Scam

by Jeff Pederson | Dec 24, 2025 | Colorado Securities Act, Federal Securities Laws, SEC Allegations

Matthew Melton calls his investment algorithm groundbreaking but authorities call it a Ponzi. The Department of Justice extradited Matthew Melton from the United Kingdom on December 23, 2025. Authorities accuse Melton, of Boulder, Colorado, of wire fraud in connection...

Spartan Capital Churning

by Jeff Pederson | Dec 18, 2025 | Federal Securities Laws, FINRA Allegations, State securities laws

Spartan Capital churning cost investors who trusted the firm. Victims of Spartan Capital churning should seek legal representation. Churning is an action where a broker recommends trades, often frequent trades, that serve the broker’s interest over the...