Securities Fraud and Mismanagement

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Insurance

Northern Colorado NY Life Agents

by Jeff Pederson | Jun 19, 2026 | Alt investment, Colorado Securities Act, Insurance

Some investors have raised concerns over Northern Colorado NY Life agents and advisors. We are interested in speaking with Northern Colorado NY Life customers and investors. We currently represent a number of such people. Variable universal life customers recently...

Ameriprise Annuity Switching

by Jeff Pederson | Apr 6, 2026 | FINRA Allegations, Fraud, Insurance

Ameriprise annuity switching can be a form of fraud. Ameriprise annuity switching led to a $1.4 million settlement with regulators. Investors recommended that they exchange an annuity at Ameriprise of a new annuity should speak to a professional to determine if they...

Supreme Alliance Annuity Switching

by Jeff Pederson | Nov 7, 2025 | Insurance

FINRA alleges annuity switching fraud at Supreme Alliance and the broker failed to detect and stop it. FINRA alleges, that between September 2019 and May 2022 Supreme Alliance failed to take appropriate actions to prevent annuity “switching fraud.”...