by Jeff Pederson | Oct 13, 2025 | Alt investment, SEC Allegations
Investors may have recourse for Point Bonita loss. We are investigating negligence and fraud for investors suffering Point Bonita loss. The Jefferies Financial Group concentrated Point Bonita in First Brands. First Brands declared bankruptcy in October 2025. The...
by Jeff Pederson | Sep 25, 2025 | SEC Allegations
The SEC charges Ian Bell with securities fraud and misappropriation. On December 10, 2024, the Securities and Exchange Commission charged Denver resident Ian Bell with securities fraud for lying to investors and misappropriating their funds in connection with a...
by Jeff Pederson | Sep 24, 2025 | Alt investment, FINRA Allegations, SEC Allegations
Callable note loss is often the result of a securities law violation. Callable note loss is something that can destroy the savings of an investor. Investors, though, may have recourse for the inappropriate recommendation of these investments. Callable notes,...
by Jeff Pederson | Sep 10, 2025 | Alt investment, Colorado Securities Act, SEC Allegations, State securities laws
Tom Vukota settled SEC charges of fiduciary breach and fraud at VCM. The Securities and Exchange Commission (SEC) settled charges against former Colorado resident Tomislav Vukota aka Tom Vukota (Vukota). The settlement included the two investment adviser entities he...
by Jeff Pederson | Aug 26, 2025 | SEC Allegations
Investment advisor James Burleson is accused of “cherry picking” where he keeps the decent performing investments for his own account. On August 6, 2025, the SEC obtained a final judgment against James Burleson, who was the managing partner of the...
by Jeff Pederson | Aug 19, 2025 | SEC Allegations
Stephen Swenson stole investor funds to support his mistresses and left his widow to pay the SEC. On July 31, 2025, the late wife of Stephen Swenson agreed to payback funds she received as part of her late husband’s scheme. She did this to settle SEC charges....
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