by Jeff Pederson | Dec 24, 2025 | Colorado Securities Act, Federal Securities Laws, SEC Allegations
Matthew Melton calls his investment algorithm groundbreaking but authorities call it a Ponzi. The Department of Justice extradited Matthew Melton from the United Kingdom on December 23, 2025. Authorities accuse Melton, of Boulder, Colorado, of wire fraud in connection...
by Jeff Pederson | Dec 11, 2025 | FINRA Allegations, SEC Allegations
Kyle Ray Critcher is alleged to have misrepresented bonds as being FDIC insured. Kyle Ray Critcher is accused of misrepresenting bonds as being FDIC-insured. First registered in 2021, Critcher is a former broker LPL Financial. Regulators allege that in July 2024,...
by Jeff Pederson | Dec 10, 2025 | FINRA Allegations, SEC Allegations
Advisors using AI must comply with regulatory requirements for investor protection. Advisors using AI must comply with regulatory obligations to protect their investors. Investors have recourse when advisors use artificial intelligence in a manner that put their...
by Jeff Pederson | Dec 1, 2025 | Alt investment, SEC Allegations
Fraudster David Gentile pardoned after serving only a few days of a seven-year sentence. On November 30, 2025, investors learned the news of a David Gentile pardon. Gentile served fewer than two weeks of a seven-year sentence. The seven-year sentence is light...
by Jeff Pederson | Nov 21, 2025 | General, SEC Allegations
Adam and Daniel Kaplan used their fiduciary position to defraud their clients. On November 13, 2025, a federal jury convicted investment advisors and twin brothers Adam and Daniel Kaplan of wire fraud conspiracy, wire fraud, investment advisor fraud, and money...
by Jeff Pederson | Oct 13, 2025 | Alt investment, SEC Allegations
Investors may have recourse for Point Bonita loss. We are investigating negligence and fraud for investors suffering Point Bonita loss. The Jefferies Financial Group concentrated Point Bonita in First Brands. First Brands declared bankruptcy in October 2025. The...
Recent Comments