by Jeff Pederson | Oct 27, 2025 | Uncategorized
Ryan Finch and Emerson are alleged to sold DSTs without sufficient due diligence. We are currently representing investors recommended DST investments by Emerson broker Ryan Finch. Finch recommended a number of IHC (Inspired Healthcare) DSTs (Delaware Statutory...
by Jeff Pederson | Sep 30, 2025 | Uncategorized
Paul Regan is accused of defrauding note investors in a Ponzi scheme. The US Attorney charged Henry Paul Regan with running a fraudulent scheme. This Ponzi-like scheme victimized hundreds. The scheme created losses of over $50 million. The charges concern Next Level...
by Jeff Pederson | Sep 5, 2025 | Uncategorized
Bluerock Total Income+ never stacked up to be the moderate investment advisors represented. Bluerock Total Income+ investors hoped that going public would solve their problems. This investment that brokers and advisors touted as safe is looking to list for a price...
by Jeff Pederson | Aug 21, 2025 | Uncategorized
Mack Leon Miller settled charges with regulators concerning allegations of excessive trading in violation of Reg BI. Regulators accuse Mack Leon Miller of recommending excessive trading to two of his investors. Miller made the recommendations between October 2019 and...
by Jeff Pederson | Aug 18, 2025 | SEC Allegations, Uncategorized
The SEC alleges that Jordan Chirico failed to disclose substantial conflicts of interest. Jordan Chirico of Jefferies Financial Group is accused by the SEC of violating fiduciary duties by investing clients in a Ponzi-like scheme. The SEC asserts, in a complaint in...
by Jeff Pederson | Aug 10, 2025 | Uncategorized
Jason Dobins lured in friends with his fraudulent securities scheme. The State of Colorado sentenced Jason Lobins to six years in prison August 8, 2025. Between April 2019 and December 2023, Lobins, who headed his own management company the Lobins Group, solicited...
Recent Comments