by Jeff Pederson | Jun 6, 2023 | Uncategorized
William “Bill” Conn, a former Raymond James broker and advisor, from San Francisco is alleged of numerous acts of mismanagement and fraud. Please contact us if you were one of Conn’s investors. Six investors have already filed suit against Conn. All...
by Jeff Pederson | May 24, 2023 | Uncategorized
J.P. Morgan employed Edward Turley as its representative between 2009 and 2021. Approximately a dozen cases have been filed against Turley and J.P. Morgan for Turley’s inappropriate sales practices in the sale of securities. These allegations led J.P. Morgan and...
by Jeff Pederson | May 23, 2023 | Uncategorized
John Woods, James Woods, Michael Mooney and Iris Israel conducted a Ponzi at Southport Capital and Horizon Private Equity. The scheme started on or about 2007 and continued through 2021. Call for a free and confidential consultation if you believe you were a victim....
by Jeff Pederson | May 9, 2023 | Uncategorized
Ron Filoramo is a financial advisor for Morgan Stanley. Filoramo is alleged to have converted the funds of his investors. Please contact us if you are an investor of Mr. Filoramo. Investment firms are required to have supervisory systems. Adequate supervision would...
by Jeff Pederson | May 4, 2023 | Uncategorized
Paul Koch is currently barred from the securities industry. He previously served as a financial adviser (broker) for RBC and UBS. His office and many of his victims were in the Twin Cities area. In an action filed by a former investor of Koch’s, the investor...
by Jeff Pederson | May 1, 2023 | Uncategorized
We are currently investigating claims of seniors concerning the investment recommendations of Stifel Nicolaus. Please contact us if you have questions concerning your losses. Stifel, Nicolaus & Co. was ordered Monday, May 1, 2023, to pay $2.5 million by...
Recent Comments