Securities Fraud and Mismanagement

Attorney and Counselor at Law

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Alt Investment Misrepresentations

We represent investors who are victims of Alt investment misrepresentations and non-disclosures. Alternative investments (commonly referred to as “Alts”) are any investment other that market-traded stocks or bonds. There are many ways these investments are...
Isaiah Williams Misdeeds

Isaiah Williams Misdeeds

Isaiah Thomas William is accused of misappropriating funds from his investors and engaging in other forms of negligence and fraud. Please call us toll-free at 844-253-5858. We are a firm that focuses on investor protection. Regulators have barred Isaiah Williams from...
Recover Market Loss

Recover Market Loss

You have recourse to recover market loss if you were invested inappropriately. Fraud and mismanagement is often revealed during periods of market corrections. Like the tide receding and content of the ocean floor being revealed, an advisor’s misdeeds are no...

Indexed Universal Life

Indexed Universal Life policies (IULs) are highly complex and an inappropriate part of a retirement plan. These policies are expensive, illiquid and often sold for the benefit of the salesperson rather than the investor. Advisors and insurance brokers often sell these...

Justin Deiter

Justin Deiter is a financial advisor with Spartan Capital. Please contact us if you believe Mr. Deiter mishandled your investments. We are a firm that represents investors to recover losses sustained due to financial advisor fraud or negligence. In February 2025,...

Smith, Brown & Groover ETN Strategy

Smith Brown & Groover, a brokerage firm headquartered in Macon, Georgia, settled allegations by FINRA, the Financial Industry Regulatory Authority, the regulator overseeing brokerages, that the firm recommended a trading strategy that the firm did not understand...