by Jeff Pederson | Jul 6, 2025 | Uncategorized
Eliseo Prisno is accused by the SEC of charging millions in unauthorized fees. On July 3, 2025, the SEC charged Eliseo Prisno of P/E Capital Investment Management Partners of Chicago with charging improper fees. This fraudulent billing practice violates numerous state...
by Jeff Pederson | Jul 3, 2025 | Uncategorized
Fraud is common in annuity and life insurance sales due to complexity and high commissions. Annuity and variable life investments are expensive, provide little help for retirement and render your savings illiquid. Financial professionals push these investments because...
by Jeff Pederson | Jul 2, 2025 | Uncategorized
NFL Pro Bowler Mike Rucker unknowingly invested in his financial advisor’s Ponzi scheme. He is now suing. Former Pro Bowler Mike Rucker has sued Jon Kubler (Kubler), his former investment adviser. Rucker claims that he and his family lost nearly $3 million...
by Jeff Pederson | Jun 30, 2025 | Uncategorized
The SEC and FINRA accused Rajesh Markan of fraudulently selling securities. On June 27, 2025, the Securities and Exchange Commission (SEC) settled charges against Rajesh Markan, formerly a broker and investment adviser representative employed by two securities...
by Jeff Pederson | Jun 27, 2025 | Uncategorized
Jeffrey Perryman is alleged to have engaged in inappropriate life insurance sales and charged inappropriate management fees. Jeffrey Perryman, formerly an agent with New York Life Insurance, NY Life Securities, and Eagle Strategies, is an insurance professional based...
by Jeff Pederson | Jun 26, 2025 | Uncategorized
Mack Jamie Sprouse is accused of fraudulently inducing investors in a real estate scheme. An update on Mack Jamie Sprouse, who was previously indicted on 11 counts of securities fraud by a grand jury. Sprouse was arrested on June 3, 2025. The Colorado statute...
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