Securities Fraud and Mismanagement

Attorney and Counselor at Law

303-300-5022 / 844-253-5858 Toll Free

Did the actions/inactions of my broker fall below the required standard of care?

We’ll tell you, for FREE.

Advisor fraud

Douglas Simanski Fraud

by | Nov 9, 2018 | Uncategorized

Investors of Douglas Simanski should call 303-300-5022 for a free and confidential consultation with a private attorney. Federal regulators allege that Douglas Simanski raised more than $3.9 million from approximately 27 of his brokerage customers and investment...

NEXT Financial Supervisory/REIT Problems

by | Dec 7, 2017 | Uncategorized

NEXT Financial Group recently entered into a regulatory settlement with FINRA, the regulator that oversees securities brokerages, concerning lapses in supervision that have allegedly led to fraud in investor accounts.  This is part of a continuing and ongoing series...