by Jeff Pederson | Nov 7, 2025 | Insurance
FINRA alleges annuity switching fraud at Supreme Alliance and the broker failed to detect and stop it. FINRA alleges, that between September 2019 and May 2022 Supreme Alliance failed to take appropriate actions to prevent annuity “switching fraud.”...
by Jeff Pederson | Aug 1, 2025 | General
Todd Bernstein faces state felony charges for falsifying documents to allow inappropriate annuity switching. On July 31, 2025, the State of Michigan charged Todd Bernstein with felony charges for insurance fraud. Bernstein is identified as a financial advisor in...
by Jeff Pederson | Sep 12, 2018 | Uncategorized
Investors suffering losses with Cadaret Grant may have recourse. Please call 303-300-5022 for a free and confidential consultation. Cadaret entered into a regulatory settlement with the Financial Industry Regulatory Authority on September 11, 2018. ...
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