Securities Fraud and Mismanagement

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Annuity switching

Supreme Alliance Annuity Switching

by | Nov 7, 2025 | Insurance

FINRA alleges annuity switching fraud at Supreme Alliance and the broker failed to detect and stop it. FINRA alleges, that between September 2019 and May 2022 Supreme Alliance failed to take appropriate actions to prevent annuity “switching fraud.”...

Todd Bernstein and Annuity Switching

by | Aug 1, 2025 | General

Todd Bernstein faces state felony charges for falsifying documents to allow inappropriate annuity switching. On July 31, 2025, the State of Michigan charged Todd Bernstein with felony charges for insurance fraud. Bernstein is identified as a financial advisor in...