by Jeff Pederson | May 24, 2023 | Uncategorized
J.P. Morgan employed Edward Turley as its representative between 2009 and 2021. Approximately a dozen cases have been filed against Turley and J.P. Morgan for Turley’s inappropriate sales practices in the sale of securities. These allegations led J.P. Morgan and...
by Jeff Pederson | May 9, 2023 | Uncategorized
Ron Filoramo is a financial advisor for Morgan Stanley. Filoramo is alleged to have converted the funds of his investors. Please contact us if you are an investor of Mr. Filoramo. Investment firms are required to have supervisory systems. Adequate supervision would...
by Jeff Pederson | Apr 6, 2023 | Uncategorized
If your short sale investments have been mismarked as long, or vice versa, by your securities brokerage please call for a free consultation. Our toll-free number is 1-844-253-5858. We represent investors nationwide concerning losses due to brokerage negligence and...
by Jeff Pederson | Jun 17, 2022 | Uncategorized
The SEC, the Securities and Exchange Commission, states that broker sales of the GWG L Bond are inappropriate for most investors in a recently filed complaint. Regulation Best Interest (BI) and/or the FINRA suitability rule require that financial advisors recommend...
by Jeff Pederson | Jan 3, 2022 | Uncategorized
In December 2021, Everbridge (EVBG) lost approximately half of its value. This highly speculative investment is only for investors willing to take the highest level of risk. If you are not such an investor, and recommended this investment by your advisor, please call...
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