Securities Fraud and Mismanagement

Attorney and Counselor at Law

303-300-5022 / 844-253-5858 Toll Free

Did the actions/inactions of my broker fall below the required standard of care?

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UBS Investor Loss Recovery

If you are an investor with UBS suffering losses in investments with UBS, and were a conservative investor, you may be entitled to a recovery.  Please call 1-844-253-5858 for a free consultation. As reported by Rueters, UBS Group AG has agreed to pay more than $15...

Caldwell International Securities

If you suffered losses at Caldwell International Securities, please call 1-844-253-5858 and request to speak to an attorney concerning this investigation. Caldwell International Securities and a variety of its representatives were named respondents in a FINRA...

Losses at LPL Financial

LPL is the focus of regulatory actions. In April 2025, LPL’s clients suffered a trading outage during an active trading session.  For hours, customers could not access accounts during steep market drops. The lack of access on the part of LPL’s...

Marijuana Investment Loss

Many individuals invested in marijuana companies in Colorado and elsewhere.  Those suffering investment loss may have grounds for recovery.  Please call the Law Offices of Jeffrey Pederson, P.C. at 303-300-5022 in Colorado and nationwide at 1-866-817-0201 for a free...
Variable Annuity Fraud

Variable Annuity Fraud

We have been helping investors who believe that they are victims of variable annuity fraud for 20 years.  Variable annuity fraud has always been a frequent trick of brokers looking to put their own interests ahead of their investors (often by selling to those...