Securities Fraud and Mismanagement

Attorney and Counselor at Law

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Broker fraud

Fraud at Northern Trust Alleged

Heiress alleges blatant fraud at Northern Trust where advisor stole tens of millions. A recent lawsuit alleges fraud at Northern Trust. The allegations are that a senior executive stole millions from investors including a woman in her 80s. The investor’s suit is...

David Wells of Fifth Third

David Wells of Fifth Third in the Chicago area has surrendered his license after failing to comply with a regulatory investigation into his actions.  If you believe you have suffered losses due to the misdeeds of Wells, please call 303-300-5022.  Initial...

Misdeeds by Charles Euler

If you were an investor of Charles J. Euler, Jr. with Janney Montgomery Scott of Radnor, PA please call 303-300-5022.  Charles Euler has a long history of being a broker, but he also has a long history of lawsuits concerning alleged fraud in the form of selling...

Michael Lee Origin Fund Fraud

If you invested with the Origin Fund through Michael Lee or others you may be a victim of fraud.  Please call 303-300-5022 for a free and confidential consultation with a lawyer concerning your rights. Michael Lee is a former Kestra Investment Services...

Dennis Allen Hayes Investors

Investors of Dennis Allen Hayes, recently with Newbridge Securities Corp., should call 303-300-5022 for a free and confidential consultation. In January 2019, the Financial Industry Regulatory Authority (FINRA), the self-regulatory organization policing securities...