Securities Fraud and Mismanagement

Attorney and Counselor at Law

303-300-5022 / 844-253-5858 Toll Free

Did the actions/inactions of my broker fall below the required standard of care?

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Broker fraud

David Wells of Fifth Third

David Wells of Fifth Third in the Chicago area has surrendered his license after failing to comply with a regulatory investigation into his actions.  If you believe you have suffered losses due to the misdeeds of Wells please call 303-300-5022.  Initial consultation...

Misdeeds by Charles Euler

If your were an investor of Charles J. Euler, Jr. with Janney Montgomery Scott of Radnor, PA please call 303-300-5022.  Charles Euler has a long history of being a broker but he also has a long history of lawsuits concerning alleged fraud in the form of selling...

Michael Lee Origin Fund Fraud

If you invested with the Origin Fund through Michael Lee or others you may be a victim of fraud.  Please call 303-300-5022 for a free and confidential consultation with a lawyer concerning your rights. Michael Lee is a former Kestra Investment Services broker.  From...

Dennis Allen Hayes Investors

Investors of Dennis Allen Hayes, recently with Newbridge Securities Corp., should call 303-300-5022 for a free and confidential consultation. In January 2019, the Financial Industry Regulatory Authority (FINRA), the self-regulatory organization policing securities...

Sean Kelly Theft

If you were an investor of Sean Kelly, previously of Center Street Securities, Capital Financial Services, and Lion’s Share Financial, please call 303-300-5022.  We are currently investigating his theft of investor funds. Kelly, a Georgia stock broker, is facing...