by Jeff Pederson | Jan 29, 2026 | Federal Securities Laws
Heiress alleges blatant fraud at Northern Trust where advisor stole tens of millions. A recent lawsuit alleges fraud at Northern Trust. The allegations are that a senior executive stole millions from investors including a woman in her 80s. The investor’s suit is...
by Jeff Pederson | Jul 9, 2021 | Uncategorized
If you were an investor with John Henry Swon IV and suspect irregularities in your portfolio please call 303-300-5022. Consultations are free and confidential. Swon was previously a broker with Royal Alliance and Focus Financial. In July 2021 the Financial Industry...
by Jeff Pederson | Jul 2, 2019 | Uncategorized
If you were with James “Jimmy” Booth, and question whether you are a victim of investment fraud, please call 303-300-5022. Booth has previously been a broker for LPL, Invest Financial, and Cadaret, Grant & Co. He did business for these firms under...
by Jeff Pederson | Oct 31, 2018 | Uncategorized
If you were an investor of Sean Kelly, previously of Center Street Securities, Capital Financial Services, and Lion’s Share Financial, please call 303-300-5022. We are currently investigating his theft of investor funds. Kelly, a Georgia stock broker, is...
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