Securities Fraud and Mismanagement

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Cetera

George Merhoff Loss Recovery

by Jeff Pederson | Aug 25, 2017 | Energy Investment, General, Oil and Gas

Investors of George Merhoff, a broker and advisor with Cetera Advisors, can call 1-866-817-0201 for a free initial consultation with an attorney concerning loss recovery. All consultations are confidential and representations done on a contingent basis, where...

Losses in L-share variable annuities

by Jeff Pederson | Nov 2, 2016 | Uncategorized

If you have suffered losses in variable annuities sold to you by Voya or Cetera subsidiaries such as Cetera Advisors, Cetera Financial Specialists, First Allied, Kestra Investment Services, FTB Advisors, Summit Brokerage and VSR, or if you were sold a variable annuity...

Steepener Note Losses, Investors Capital or Trident Partners

by Jeff Pederson | Oct 6, 2016 | Uncategorized

Investors Capital Corp., a Cetera subsidiary, agreed to pay $1.1 million to settle Finra charges that it recommended unsuitable short-term trades in complex products to clients including steepener notes. Trident has agreed to pay a $50,000 fine. For more information,...

Variable Annuity Fraud

by Jeff Pederson | Mar 16, 2014 | Uncategorized

We help investors who believe that they are victims of variable annuity fraud. Variable annuity fraud has always been a frequent trick of brokers looking to put their own interests ahead of their investors (often by selling to those approaching retirement which is...