by Jeff Pederson | Aug 2, 2024 | Uncategorized
We are investigating Northern Colorado investment advisor and insurance agent Jeffrey Perryman. Perryman was previously employed by New York Life Insurance, NYLife Securities and Eagle Strategies, LLC. Please call 303-300-5022 or 1-844-253-5858 if you were a customer...
by Jeff Pederson | Dec 1, 2021 | Uncategorized
If you are or were an investor with First Standard Financial and believe First Standard churned your account, please call 303-300-5022. Initial consultations are free and confidential. A supervisor with First Standard Financial has recently been suspended for two...
by Jeff Pederson | Sep 16, 2021 | Uncategorized
On July 13, 2021, NEXT Financial entered into a regulatory settlement for excessive trading. In the settlement, the regulator censured, fined $750,000 and required NEXT to certify that it has implemented supervisory systems and procedures reasonably designed to...
by Jeff Pederson | Jan 4, 2021 | Uncategorized
If you have suffered as the result of the lack of supervision at Worden Capital – commonly in the form of either excessive broker trading or failing to transfer your funds – call 303-300-5022. Jeffrey Pederson is an attorney who represents investors. ...
by Jeff Pederson | Oct 21, 2019 | Uncategorized
If you were an investor with Dennis Mehringer call 303-300-5022 for a free and confidential consultation with a private attorney. On October 18, 2019, the Financial Industry Regulatory Authority (FINRA) barred Mr. Mehringer from the securities industry when he failed...
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