by Jeff Pederson | Dec 1, 2021 | Uncategorized
If you are or were an investor with First Standard Financial and believe First Standard churned your account, please call 303-300-5022. Initial consultations are free and confidential. A supervisor with First Standard Financial has recently been suspended for two...
by Jeff Pederson | Sep 16, 2021 | Uncategorized
On July 13, 2021, NEXT Financial entered into a regulatory settlement for excessive trading. In the settlement, the regulator censured, fined $750,000 and required NEXT to certify that it has implemented supervisory systems and procedures reasonably designed to...
by Jeff Pederson | Jan 4, 2021 | Uncategorized
If you have suffered as the result of the lack of supervision at Worden Capital – commonly in the form of either excessive broker trading or failing to transfer your funds – call 303-300-5022. Jeffrey Pederson is an attorney who represents investors. ...
by Jeff Pederson | Oct 21, 2019 | Uncategorized
If you were an investor with Dennis Mehringer call 303-300-5022 for a free and confidential consultation with a private attorney. On October 18, 2019, the Financial Industry Regulatory Authority (FINRA) barred Mr. Mehringer from the securities industry when he failed...
by Jeff Pederson | Aug 26, 2019 | Uncategorized
If you were one of the investors of Arlyn Roy Stokesbary, formerly of Thrivent Investment Management, please call 303-300-5022. Initial consultations with an attorney are free and confidential. The Financial Industry Regulatory Authority (FINRA) accused Stokesbary...
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