Securities Fraud and Mismanagement

Attorney and Counselor at Law

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Did the actions/inactions of my broker fall below the required standard of care?

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class action

Point Bonita Loss

Investors may have recourse for Point Bonita loss. We are investigating negligence and fraud for investors suffering Point Bonita loss. The Jefferies Financial Group concentrated Point Bonita in First Brands. First Brands declared bankruptcy in October 2025. The...

LPL Overcharging Investors

LPL overcharging has been alleged by state regulators. On June 9, 2025, a consortium of state regulators announced a settlement of charges against LPL, Edward Jones, Stifel, RBC and TD Ameritrade concerning a practice of charging unreasonable commissions. The uniform...

Losses with Jeffrey Perryman of NYLife

We are handling multiple claims against Northern Colorado investment advisor and insurance agent Jeffrey Perryman. Perryman was previously employed by New York Life Insurance, NYLife Securities and Eagle Strategies, LLC. In October 2024, FINRA, the Financial Industry...