by Jeff Pederson | Oct 28, 2025 | Colorado Securities Act, Real Estate Investment, State securities laws
A Colorado grand jury indicted Michael Graham on two counts of securities fraud. A Colorado grand jury indicted Michael Graham on two counts of securities fraud on August 15, 2025. Authorities allege Graham sold fraudulent investments meant to benefit economically...
by Jeff Pederson | Sep 25, 2025 | SEC Allegations
The SEC charges Ian Bell with securities fraud and misappropriation. On December 10, 2024, the Securities and Exchange Commission charged Denver resident Ian Bell with securities fraud for lying to investors and misappropriating their funds in connection with a...
by Jeff Pederson | Sep 23, 2025 | Alt investment, Colorado Securities Act, Energy Investment, Oil and Gas
Oil and gas investments sold to Michael McFeeley investors are alleged to be inappropriate or driven by fraud. LPL broker and CFP Michael McFeeley is the subject of numerous legal actions and complaints. The subject is oil and gas investments. Allegations are that...
by Jeff Pederson | Sep 22, 2025 | Colorado Securities Act, FINRA Allegations
Isaak Bond Investments settled charges of accounting irregularities making the firm look healthier than its true condition. On, July 7, 2025, Isaak Bond Investments (IBI) entered into a settlement with regulators for failing to be adequately capitalized. FINRA, the...
by Jeff Pederson | Sep 10, 2025 | Alt investment, Colorado Securities Act, SEC Allegations, State securities laws
Tom Vukota settled SEC charges of fiduciary breach and fraud at VCM. The Securities and Exchange Commission (SEC) settled charges against former Colorado resident Tomislav Vukota aka Tom Vukota (Vukota). The settlement included the two investment adviser entities he...
Recent Comments