Securities Fraud and Mismanagement

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Dakota

Levi David Lindemann Ponzi Victims

As reported in Investmentnews.com, Levi David Lindemann, a Minnesota-based investment adviser has received a six-plus-year prison sentence for stealing from clients and perpetuating a Ponzi scheme. The 40-year-old adviser, Lindemann, was sentenced to 74 months in...

David B. Tysk of Ameriprise Investment Loss

If you suffered investment loss with David B. Tysk please call 1-866-817-0201 for a free consultation. David Tysk, financial advisor for Ameriprise in Eden Prairie, MN, was fined $50,000 and suspended from association with any FINRA member in any capacity for one...

Losses at LPL Financial

If you have lost money with LPL you may be entitled to recovery of some or all of your losses.  Please call 1-866-817-0201 toll-free to speak to a lawyer for more information. In May 2016, LPL broker Brian David Smit of Sioux Falls, South Dakota was barred from the...