Securities Fraud and Mismanagement

Attorney and Counselor at Law

303-300-5022 / 844-253-5858 Toll Free

Did the actions/inactions of my broker fall below the required standard of care?

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due diligence

Tobin Joseph Senefeld

FINRA  has announced that  Tobin Joseph Senefeld, formerly of PIN Financial, a Carmel, Indiana brokerage firm owned by Veros Partners, has been barred from associating with any FINRA member institution, according to its monthly disciplinary report released last week....

Platinum Partners

We are currently investigating losses suffered by investors in Platinum Partners.  If you have suffered losses please call 1-866-817-0201 for a free consultation with an attorney. As reported on December 19, 2016 in the Wall Street Journal, top executives of hedge...

Shamrock Asset Management

If you were invested in F-Squared or AlphaSector while with Shamrock Asset Management, please call Pederson Law for a free consultation.  The toll-free number is 1-866-817-0201. Shamrock Asset Management is a Dallas, Texas investment adviser.  Advertisements made by...

Brian Candler and Ari Financial

Please call 1-866-817-0201 to speak to a lawyer if you suffered losses with Brian Candler or Ari Financial.  Ari Financial of Overland Park, Kansas and Candler of Leawood, Kansas have recently resolved regulatory actions against them concerning failures in the review...

Investor Recovery of Breitling Energy Losses

Investors in Breitling Energy may have lost their investment but are not without recourse to recover their losses.  The misdeeds and mismanagement of Breitling Energy are things that the investor’s brokerage should have spotted if sufficient due diligence was...