Securities Fraud and Mismanagement

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Losses with Larry Charles Wolfe

by | Jun 22, 2017 | Uncategorized

Jeffrey Pederson PC assists investors in recovering losses such as those incurred as the result of the misdeeds of brokers, such as the alleged misdeeds of Larry Charles Wolfe.  Currently with Stoever, Glass & Co., Wolfe was previously with Aegis Capital Corp.,...

Dougherty & Company Investment Losses

by | Jan 18, 2017 | Uncategorized

  The Financial Industry Regulatory Authority (FINRA) announced in January 2017 that it resolved a regulatory action against Dougherty & Company LLC, headquartered in Minneapolis, Minnesota.  We believe that this action exposed supervisory problems within...