Securities Fraud and Mismanagement

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Demitrios Hallas investment loss

by | Apr 26, 2017 | Uncategorized

Hallas, a former stockbroker representative at a number of New York City broker-dealers, including PHX Financial, Santander, and Forefront Capital, is alleged by the SEC to have violated the multiple federal securities laws.  Investors should speak to a private...

Attention Investors of Jeffrey Dragon

by | Apr 20, 2017 | Uncategorized

FINRA alleges that over a two-year period, Jeffrey Dragon, a registered representative of Berthel Fisher & Co. Financial Services. Inc., generated more than $421,000 in concessions for himself and his firm. at the expense of his customers, by recommending and...