Securities Fraud and Mismanagement

Attorney and Counselor at Law

303-300-5022 / 844-253-5858 Toll Free

Did the actions/inactions of my broker fall below the required standard of care?

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Edward Turley of J.P. Morgan

J.P. Morgan employed Edward Turley as its representative between 2009 and 2021. Approximately a dozen cases have been filed against Turley and J.P. Morgan for Turley’s inappropriate sales practices in the sale of securities. These allegations led J.P. Morgan and...

Paul Koch of RBC

Paul Koch is currently barred from the securities industry. He previously served as a financial adviser (broker) for RBC and UBS. His office and many of his victims were in the Twin Cities area. In an action filed by a former investor of Koch’s, the investor...
Mismarked “short” sales as “long”

Mismarked “short” sales as “long”

If your short sale investments have been mismarked as long, or vice versa, by your securities brokerage please call for a free consultation. Our toll-free number is 1-844-253-5858. We represent investors nationwide concerning losses due to brokerage negligence and...

Broker Steven Schisler Allegations

Steven Douglas Schisler, formerly a securities broker with IFS and Sterne Agee, is the subject of investment fraud allegations.  If you are a client of Steven Schisler please call 303-300-5022 for a free and confidential consultation with a private attorney. FINRA,...

Worden Capital Lack of Supervision

If you have suffered as the result of the lack of supervision at Worden Capital – commonly in the form of either excessive broker trading or failing to transfer your funds – call 303-300-5022.  Jeffrey Pederson is an attorney who represents investors. ...