by Jeff Pederson | Jan 12, 2026 | Alt investment
Conservative and moderate investors may be able to recover Blue Owl losses. Investors looking to recover Blue Owl losses have recourse. At the end of 2025, the market turned against private funding and business development investments as risks became apparent. In...
by Jeff Pederson | Dec 18, 2025 | Federal Securities Laws, FINRA Allegations, State securities laws
Spartan Capital churning cost investors who trusted the firm. Victims of Spartan Capital churning should seek legal representation. Churning is an action where a broker recommends trades, often frequent trades, that serve the broker’s interest over the...
by Jeff Pederson | Dec 11, 2025 | FINRA Allegations, SEC Allegations
Kyle Ray Critcher is alleged to have misrepresented bonds as being FDIC insured. Kyle Ray Critcher is accused of misrepresenting bonds as being FDIC-insured. First registered in 2021, Critcher is a former broker LPL Financial. Regulators allege that in July 2024,...
by Jeff Pederson | Nov 26, 2025 | FINRA Allegations
James Holmes settles regulatory allegations of churning, document manipulation and unsuitable securities recommendations. James Holmes settled allegations of FINRA, the Financial Industry Regulatory Authority, that he brazenly falsified documents to allow him to churn...
by Jeff Pederson | Nov 20, 2025 | FINRA Allegations
Barry Buchholz is accused by heirs of making unauthorized trades in the accounts of a client’s heirs. Barry Buchholz is an LPL broker. He accepted a suspension from the Financial Industry Regulatory Authority (FINRA) over allegations of unauthorized trading in...
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