Securities Fraud and Mismanagement

Attorney and Counselor at Law

303-300-5022 / 844-253-5858 Toll Free

Did the actions/inactions of my broker fall below the required standard of care?

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FINRA

IPG Failure to Supervise

Regulators alleged IPG failed to monitor employee communications. Regulators alleged that IPG (Investment Placement Group) failed to reasonably supervise its employees’ electronic communications. The strict monitoring of employee communications is very...

Rajesh Markan

The SEC and FINRA accused Rajesh Markan of fraudulently selling securities. On June 27, 2025, the Securities and Exchange Commission (SEC) settled charges against Rajesh Markan, formerly a broker and investment adviser representative employed by two securities...

Isaiah Williams Misdeeds

Recover the harm to your savings done by the fraud and negligence of Isaiah Williams. Isaiah Thomas William is accused of misappropriating funds from his investors and engaging in other forms of negligence and fraud. Please call us toll-free at 844-253-5858. We are a...

Losses with Jeffrey Perryman of NYLife

We are handling multiple claims against Northern Colorado investment advisor and insurance agent Jeffrey Perryman. Perryman was previously employed by New York Life Insurance, NYLife Securities and Eagle Strategies, LLC. Please call 303-300-5022 or 1-844-253-5858 if...

KBS REIT III Loss

On December 25, 2023, KBS REIT III trustees cautioned that the REIT could experience sweeping defaults in 2024. We have represented REIT and other investors for over 20 years. Call to learn your options in recovering REIT loss. The ominous warning, released on a...