by Jeff Pederson | Oct 13, 2025 | Alt investment, SEC Allegations
Investors may have recourse for Point Bonita loss. We are investigating negligence and fraud for investors suffering Point Bonita loss. The Jefferies Financial Group concentrated Point Bonita in First Brands. First Brands declared bankruptcy in October 2025. The...
by Jeff Pederson | Oct 1, 2025 | Alt investment, FINRA Allegations, State securities laws
Mass. Regulators accuse Javelin Securities of inadequate disclosures and employing an individual barred from the securities industry. Massachusetts regulators accuse Javelin Securities of multiple securities violations between 2020 and 2024. This includes: (1) failing...
by Jeff Pederson | Sep 26, 2025 | FINRA Allegations
Sean Sullivan of Aegis is alleged to have victimized investors and withheld a burglary charge. On June 24 and 28, 2022, regulators allege Sean Sullivan placed 14 trades of more than $250,000 in the accounts of four customers without their authorization. Also, from...
by Jeff Pederson | Sep 24, 2025 | Alt investment, FINRA Allegations, SEC Allegations
Callable note loss is often the result of a securities law violation. Callable note loss is something that can destroy the savings of an investor. Investors, though, may have recourse for the inappropriate recommendation of these investments. Callable notes,...
by Jeff Pederson | Sep 23, 2025 | Alt investment, Colorado Securities Act, Energy Investment, Oil and Gas
Oil and gas investments sold to Michael McFeeley investors are alleged to be inappropriate or driven by fraud. LPL broker and CFP Michael McFeeley is the subject of numerous legal actions and complaints. The subject is oil and gas investments. Allegations are that...
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