by Jeff Pederson | Sep 12, 2018 | Uncategorized
Investors suffering losses with Cadaret Grant may have recourse. Please call 303-300-5022 for a free and confidential consultation. Cadaret entered into a regulatory settlement with the Financial Industry Regulatory Authority on September 11, 2018. Cadaret agreed...
by Jeff Pederson | Nov 6, 2017 | Uncategorized
Lisa Lowi has been sued 35 times over the past three years for recommending unsuitable investments to her investors at Janney Montgomery Scott and RBC Capital Markets. Unsuitable investments are investments that carry more risk than an investor is willing to take,...
by Jeff Pederson | Sep 28, 2017 | Uncategorized
Investors with H. Beck may have grounds for recovery for investment losses in ETFs and other investments. H. Beck recently consented to a settlement with regulators. The settlement stated that from at least July 2008 until June 2013, H. Beck failed to properly...
by Jeff Pederson | Aug 15, 2017 | Uncategorized
If you suffered losses with Paul Vincent Blum, most recently a financial advisor with RBC, please call 1-866-817-0201. In 2017, FINRA was conducting an investigation of Blum in connection with customer complaints and arbitration claims alleging, among other things,...
by Jeff Pederson | Jun 22, 2017 | Uncategorized
Jeffrey Pederson PC assists investors in recovering losses such as those incurred as the result of the misdeeds of brokers, such as the alleged misdeeds of Larry Charles Wolfe. Currently with Stoever, Glass & Co., Wolfe was previously with Aegis Capital Corp.,...
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