Securities Fraud and Mismanagement

Attorney and Counselor at Law

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fraud

First Republic Investment Management Fraud

First Republic Investment Management and First Republic Securities representatives allegedly gave false and misleading information about First Republic stock in the days leading to the bank’s collapse. On March 10, 2023, First Republic Investment Management and...

Worden Capital Lack of Supervision

If you have suffered as the result of the lack of supervision at Worden Capital – commonly in the form of either excessive broker trading or failing to transfer your funds – call 303-300-5022.  Jeffrey Pederson is an attorney who represents investors. ...

When Stockbroker Emails are Hacked

Stockbrokers and brokerage firms have responsibilities to safeguard client information and their funds.  So when information is hacked, information in the possession of the broker or elsewhere, or an identity stolen, there are responsibilities they have to compensate...

Attention Investors of Daniel Maughan

If you were an investor of Danial Maughan call 303-300-5022 for a free and confidential consultation with an attorney concerning your rights and avenues of recovery. Daniel G. Maughan, while associated with Financial West Group churned and excessively traded a...

Michael Lee Origin Fund Fraud

If you invested with the Origin Fund through Michael Lee or others you may be a victim of fraud.  Please call 303-300-5022 for a free and confidential consultation with a lawyer concerning your rights. Michael Lee is a former Kestra Investment Services broker.  From...