Securities Fraud and Mismanagement

Attorney and Counselor at Law

303-300-5022 / 844-253-5858 Toll Free

Did the actions/inactions of my broker fall below the required standard of care?

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Illinois

Securities Fraud of Kerry Lee Hoffman

The SEC charged Kerry Lee Hoffman, former LPL advisor from Chicago, with securities fraud.  If you invested with Hoffman call 303-300-5022 to discuss your rights and potential for recovery.  The fraud concerned sales of GT Media in which he partnered with childhood...

Adam Michael Lopez Loss Recovery

If you were an investor of Adam Michael Lopez, formerly of Country Capital Management, please call 303-300-5022 to discuss your options for loss recovery. Mr. Lopez has recently received a bar from the securities industry.  He refused to respond to allegations made...

Losses with Stuart Pearl of Ameriprise

If you have been the victim of unauthorized securities trades or been recommended unsuitable securities by your financial advisor, please call 1-866-817-0201.  We are interested to investors suffering losses with Stuart Pearl.  Mr. Pearl has recently entered into a...

Illinois/Chicago Muni Bond Loss Recovery

Jeffrey Pederson is licensed in the federal courts for the Northern and Central Districts of Illinois, and has aided investors nationwide in the recovery of investment losses, such as muni bond losses.  Please call 1-866-817-0201 for a free and confidential...

William P. Carlson of Elhert

On February 21, 2017, he Securities and Exchange Commission charged William P. Carlson, Jr., a Deerfield, IL investment advisor with misappropriating more than $900,000 from a client’s account through more than 40 unauthorized transactions.  Deerfield is in the...