by Jeff Pederson | Aug 19, 2025 | SEC Allegations
Stephen Swenson stole investor funds to support his mistresses and left his widow to pay the SEC. On July 31, 2025, the late wife of Stephen Swenson agreed to payback funds she received as part of her late husband’s scheme. She did this to settle SEC charges....
by Jeff Pederson | Jul 20, 2025 | SEC Allegations
Andrew Jacobus is alleged to have victimized Venezuelans in a Ponzi scheme. Andrew H. Jacobus “induced” dozens of Venezuelans and a Catholic dioceses to invest $94 million into investments that constituted a Ponzi scheme. This information was initially reported in the...
by Jeff Pederson | Jul 13, 2025 | General
During the SEC’s investigation, American Portfolios officials are accused of creating and backdating documents. On July 11, 2025, the SEC charged American Portfolios Advisors, Inc. (APA) with failing to adequately disclose conflicts of interest and overbilling....
by Jeff Pederson | Jul 6, 2025 | Uncategorized
Eliseo Prisno is accused by the SEC of charging millions in unauthorized fees. On July 3, 2025, the SEC charged Eliseo Prisno of P/E Capital Investment Management Partners of Chicago with charging improper fees. This fraudulent billing practice violates numerous state...
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