by Jeff Pederson | Dec 11, 2018 | Uncategorized
If you were a victim of Steven Pagartanis please call 303-300-5022. The Law Offices of Jeffrey Pederson, PC is a firm that specializes in suits concerning securities brokers. Pagartanis, the former Lombard and Cadaret broker from Long Island, N.Y., pleaded guilty...
by Jeff Pederson | May 26, 2017 | Uncategorized
David Lerner Associates agreed to pay a $650,000 fine for the sale of unsuitable REITs to its investors and other violations. Very little of the fine will compensate investors for their losses. Instead, investors suffering losses contact a private attorney. For a...
by Jeff Pederson | May 8, 2017 | Uncategorized
Pederson, PC is investigating the actions of V. Cullen Kempson III currently of American Portfolios and previously of Commonwealth Financial Network. Kempson has previously settled charges of unauthorized trading in the account of a deceased investor and is...
by Jeff Pederson | May 3, 2017 | Uncategorized
Jeffrey Pederson PC is investigating and interested in speaking to investors of William H. McWilliams, formerly of Raymond James and currently of Stifel Nicolaus. This is in wake of a regulatory AWC entered into by William McWilliams with FINRA that alleges...
by Jeff Pederson | Apr 4, 2017 | Uncategorized
John Blakezuniga, formerly of Vanguard Capital, recently entered into a settlement agreement with FINRA regulators, where he agreed to a fine but did not admit or deny fault, concerning alleged fraudulent activity in the portfolios of his investors. Blakezuniga...
Recent Comments