Securities Fraud and Mismanagement

Attorney and Counselor at Law

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L Bond

GWG L Bond Inappropriate for Investors

GWG L Bond Inappropriate for Investors

The SEC, the Securities and Exchange Commission, states that broker sales of the GWG L Bond are inappropriate for most investors in a recently filed complaint. Regulation Best Interest (BI) and/or the FINRA suitability rule require that financial advisors recommend...