by Jeff Pederson | Mar 9, 2017 | Uncategorized
If you have suffered investment losses with First Financial Equity Corp. (“FFEC”) please call for a free consultation with an attorney at 1-844-253-5858. Recent actions of FINRA, the financial industry regulator, indicate that investors may have been...
by Jeff Pederson | Jan 18, 2017 | Uncategorized
The Financial Industry Regulatory Authority (FINRA) announced in January 2017 that it resolved a regulatory action against Dougherty & Company LLC, headquartered in Minneapolis, Minnesota. We believe that this action exposed supervisory problems within Dougherty...
by Jeff Pederson | Dec 15, 2016 | Uncategorized
If you have suffered losses, believe funds are missing from your account, or had funds stolen while with Ameritas Investment Corp., please call the Law Offices of Jeffrey Pederson at 1-844-253-5858 for a free consultation with an attorney. We are currently...
by Jeff Pederson | Nov 2, 2016 | Uncategorized
If you have suffered losses in variable annuities sold to you by Voya or Cetera subsidiaries such as Cetera Advisors, Cetera Financial Specialists, First Allied, Kestra Investment Services, FTB Advisors, Summit Brokerage and VSR, or if you were sold a variable annuity...
by Jeff Pederson | May 6, 2015 | Uncategorized
LPL is the focus of regulatory actions. In April 2025, LPL’s clients suffered a trading outage during an active trading session. For hours, customers could not access accounts during steep market drops. The lack of access on the part of LPL’s...
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