by Jeff Pederson | Jul 2, 2019 | Uncategorized
If you were with James “Jimmy” Booth, and question whether you are a victim of investment fraud, please call 303-300-5022. Booth has previously been a broker for LPL, Invest Financial, and Cadaret, Grant & Co. He did business for these firms under...
by Jeff Pederson | May 2, 2018 | Uncategorized
LPL Financial will pay up to $26 million to settle charges that its representatives sold unregistered securities to clients over the past 12 years. This includes the payment not only of a certain amount for certain unregistered securities, it also includes a payment...
by Jeff Pederson | Dec 15, 2016 | Uncategorized
If you were an investor with Charles Fackrell and believe you may be a victim of his fraud, or simply wish to know your rights, please call 1-866-817-0201 for a free consultation with an attorney. Fackrell, a former LPL adviser based in North Carolina, was sentenced...
by Jeff Pederson | Oct 19, 2016 | Uncategorized
Paul Lebel, a broker formerly registered with LPL Financial, was barred on Tuesday, October 18, 2016, by the Securities and Exchange Commission for churning and excessively trading mutual funds in customer accounts and generating excess fees. If you suffered losses...
by Jeff Pederson | May 6, 2015 | Uncategorized
If you have lost money with LPL you may be entitled to recovery of some or all of your losses. Please call 1-866-817-0201 toll-free to speak to a lawyer for more information. In May 2016, LPL broker Brian David Smit of Sioux Falls, South Dakota was barred from the...
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