Securities Fraud and Mismanagement

Attorney and Counselor at Law

303-300-5022 / 844-253-5858 Toll Free

Did the actions/inactions of my broker fall below the required standard of care?

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LPL

Jimmy Booth Investment Fraud

If you were with James “Jimmy” Booth, and question whether you are a victim of investment fraud, please call 303-300-5022.  Booth has previously been a broker for LPL, Invest Financial, and Cadaret, Grant & Co.  He did business for these firms under...

LPL Losses in Unregistered Securities

LPL Financial will pay up to $26 million to settle charges that its representatives sold unregistered securities to clients over the past 12 years.  This includes the payment not only of a certain amount for certain unregistered securities, it also includes a payment...

Losses at LPL Financial

If you have lost money with LPL you may be entitled to recovery of some or all of your losses.  Please call 1-844-253-5858 toll-free to speak to a lawyer for more information. LPL is increasing its use of alt investments.  Alternative, or “alt,”...