Securities Fraud and Mismanagement

Attorney and Counselor at Law

303-300-5022 / 844-253-5858 Toll Free

Did the actions/inactions of my broker fall below the required standard of care?

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Massachusetts

James Fleming Investment Loss Recovery

Please call 1-866-817-0201 to discuss potential investment loss recovery for investors of James Fleming.  Mr. Flemming previously work for Investors Capital Corp. (“ICC”) and currently works for Questar.  Initial consultation with an attorney is free of...

Annuity Losses with Roger Zullo

If you suffered investment losses or stuck in a variable annuity, or other investment losses, as a result of Roger Zullo, formerly of LPL Financial, please call 1-866-817-0201. On April 4, 2017, Zullo entered a Consent Order, a settlement, with the Massachusetts...

Investment Professionals, Inc. (IPI)

If you have suffered investment losses with Investment Professionals, Inc. (IPI) and believe that it may be due to mismanagement, please call 1-866-817-0201 for a free and confidential attorney consultation. IPI has recently agreed to pay a fine to the Massachusetts...