by Jeff Pederson | Jan 18, 2017 | Uncategorized
The Financial Industry Regulatory Authority (FINRA) announced in January 2017 that it resolved a regulatory action against Dougherty & Company LLC, headquartered in Minneapolis, Minnesota. We believe that this action exposed supervisory problems within...
by Jeff Pederson | Mar 16, 2014 | Uncategorized
We have been helping investors who believe that they are victims of variable annuity fraud for 20 years. Variable annuity fraud has always been a frequent trick of brokers looking to put their own interests ahead of their investors (often by selling to those...
Recent Comments