Securities Fraud and Mismanagement

Attorney and Counselor at Law

303-300-5022 / 844-253-5858 Toll Free

Did the actions/inactions of my broker fall below the required standard of care?

We’ll tell you, for FREE.

Minnesota

Investor Losses with Cadaret Grant

Investors suffering losses with Cadaret Grant may have recourse.  Please call 303-300-5022 for a free and confidential consultation. Cadaret entered into a regulatory settlement with the Financial Industry Regulatory Authority on September 11, 2018. ...

Steve Knuttila investor recovery

If you were an investor with Steve Knuttila please call to discuss your options for investment loss recovery.  Jeffrey Pederson represents investors nationwide in issues of investment mismanagement and investment fraud. Mr. Knuttila has recently lost his...

Dougherty & Company Investment Losses

The Financial Industry Regulatory Authority (FINRA) announced in January 2017 that it resolved a regulatory action against Dougherty & Company LLC, headquartered in Minneapolis, Minnesota.  We believe that this action exposed supervisory problems within Dougherty...

Losses at LPL Financial

If you have lost money with LPL you may be entitled to recovery of some or all of your losses.  Please call 1-844-253-5858 toll-free to speak to a lawyer for more information. In April 2025, LPL’s clients suffered a trading outage during an active trading...
Variable Annuity Fraud

Variable Annuity Fraud

We have been helping investors who believe that they are victims of variable annuity fraud for 20 years.  Variable annuity fraud has always been a frequent trick of brokers looking to put their own interests ahead of their investors (often by selling to those...