by Jeff Pederson | May 3, 2017 | Uncategorized
Jeffrey Pederson PC is investigating and interested in speaking to investors of William H. McWilliams, formerly of Raymond James and currently of Stifel Nicolaus. This is in wake of a regulatory AWC entered into by William McWilliams with FINRA that alleges...
by Jeff Pederson | Jan 27, 2017 | Uncategorized
John Burns of St. Charles, MO, and formerly of Ameriprise, UBS, Edward Jones and Sagepoint, submitted an agreement settling a regulatory suit in which he was assessed a deferred fine of and suspended from association with any FINRA member in any capacity for 14...
by Jeff Pederson | Aug 17, 2016 | Uncategorized
Please call 1-866-817-0201 to speak to a lawyer if you suffered losses with Brian Candler or Ari Financial. Ari Financial of Overland Park, Kansas and Candler of Leawood, Kansas have recently resolved regulatory actions against them concerning failures in the review...
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