Securities Fraud and Mismanagement

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Did the actions/inactions of my broker fall below the required standard of care?

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Oil / Gas Investment Loss

Some Energy, Oil and Gas investments can only legally be sold to a limited section of the investing public.  If you suffered losses we may be able to  help.  All such energy investments can only be sold if such investments are suitable for investors. Contact us at...


If you have suffered losses with Aequitas please call 1-866-817-0201 to speak to a lawyer for a free consultation. The sudden and stunning collapse of Aequitas Capital Management continues to unfold. The alternative investment’s platform is under investigation...

Caldwell International Securities

If you suffered losses at Caldwell International Securities, please call 1-866-817-0201 and request to speak to an attorney concerning this investigation. Caldwell International Securities and a variety of its representatives were named respondents in a FINRA...

UBS Willow Fund Losses

Please Call 1-866-817-0201 for a free consultation is you suffered losses in the UBS Willow Fund. Two UBS subsidiaries agreed Monday, October 19, 2015, to pay $17.5 million to the Securities and Exchange Commission for failing to disclose that the UBS Willow Fund, a...