by Jeff Pederson | Oct 3, 2017 | Uncategorized
From August 2010 to September 2015 Network 1 Financial failed to establish and enforce a supervisory system reasonably designed to supervise advisor sales of complex investments such as leveraged, inverse, and inverse-leveraged exchange-traded funds (ETFs). These are...
by Jeff Pederson | May 8, 2017 | Uncategorized
Pederson, PC is investigating the actions of V. Cullen Kempson III currently of American Portfolios and previously of Commonwealth Financial Network. Kempson has previously settled charges of unauthorized trading in the account of a deceased investor and is...
by Jeff Pederson | Dec 19, 2016 | Uncategorized
We are currently investigating losses suffered by investors in Platinum Partners. If you have suffered losses please call 1-866-817-0201 for a free consultation with an attorney. As reported on December 19, 2016 in the Wall Street Journal, top executives of hedge...
by Jeff Pederson | Feb 17, 2016 | Uncategorized
If you suffered losses at Caldwell International Securities, please call 1-866-817-0201 and request to speak to an attorney concerning this investigation. Caldwell International Securities and a variety of its representatives were named respondents in a FINRA...
by Jeff Pederson | May 28, 2015 | Uncategorized
Jeffrey Pederson, P.C. helps investors determine if they have a right to recover investment losses in oil, gas or other investments. Please call 1-866-817-0201 toll-free for a free and confidential consultation. While brokers will unlikely blame the 2020 decline in...
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