Securities Fraud and Mismanagement

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Oppenheimer

Larry Werbel

by | Jan 11, 2016 | Uncategorized

Larry Werbel was indicted this week on charges that he participated in a scheme to defraud at least 100 investors of more than $15 million, federal prosecutors said.   If you believe you may have been a victim of Werbel please call toll-free 1-866-817-0201.  Werbel,...

Oppenheimer “Failed Compliance Culture”

by | Jan 27, 2015 | Uncategorized

If you have lost funds investing in penny stocks with Oppenheimer, please call 1-866-817-0201 for a free consultation.  Oppenheimer & Co. Inc. has agreed to pay fines equally $20 million and, in a rare move for any financial firm paying such a fine, admit guilt as...