Securities Fraud and Mismanagement

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Ponzi

Stephen Swenson

Stephen Swenson stole investor funds to support his mistresses and left his widow to pay the SEC. On July 31, 2025, the late wife of Stephen Swenson agreed to payback funds she received as part of her late husband’s scheme. She did this to settle SEC charges....

Edwin Emmett Lickiss

Edwin Emmett Lickiss is accused taking millions of dollars from dozens of people. On or about July 21, 2025, a federal grand jury in Oakland, California indicted Edwin Emmett Lickiss, Jr., on one count of wire fraud and one count of money laundering in connection with...

First Liberty Ponzi Scheme

First Liberty is accused of defrauding note investors in a Ponzi scheme. On July 10, 2025, the SEC filed charges against First Liberty Building & Loan, LLC. The allegations are that First Liberty was party of a Ponzi scheme. That scheme victimized approximately...

Recovery of FIP Loss

Investors suffering FIP (Future Income Payments) loss may be entitled to recovery including losses from the scheme of Scott Kohn. We are a firm focused on obtaining recovery for investors, such as those sustaining loss from FIP investments. FINRA, the Financial...