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RBC

Joseph Henry Murphy, B. C. Zeigler, RBC

by | Feb 17, 2017 | Uncategorized

On February 16, 2017, Wisconsin broker Joseph Henry Murphy of B. C. Ziegler and Company and formerly of RBC entered into an AWC settlement with FINRA Regulators. As identified in FINRA regulatory findings, on February 11, 2015 Murphy exercised discretion in 27...