Securities Fraud and Mismanagement

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Bart Harrison Investment Loss

by Jeff Pederson | Nov 5, 2025 | Alt investment, General, Real Estate Investment

Investors brought multiple suits concerning Bart Harrison and the suitability of his investment recommendations. Investors filed four lawsuits in a three-year period concerning investment advice of Bart Harrison. These suits all allege that the recommendations were...

Callable Note Loss

by Jeff Pederson | Sep 24, 2025 | Alt investment, FINRA Allegations, SEC Allegations

Callable note loss is often the result of a securities law violation. Callable note loss is something that can destroy the savings of an investor. Investors, though, may have recourse for the inappropriate recommendation of these investments. Callable notes,...

William Burks, REITs and BDOs

by Jeff Pederson | Aug 24, 2025 | Colorado Securities Act, FINRA Allegations

Regulators charge that William Burks, of Centaurus in Dallas, inappropriately concentrated investors in REITs and BDOs. On August 15, 2025, federal regulators suspended William Burks. The charges stem from allegations that Burkes recommended too high of a...