Securities Fraud and Mismanagement

Attorney and Counselor at Law

303-300-5022 / 844-253-5858 Toll Free

Did the actions/inactions of my broker fall below the required standard of care?

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securities fraud

John Henry Swon IV

If you were an investor with John Henry Swon IV and suspect irregularities in your portfolio please call 303-300-5022.   Consultations are free and confidential. Swon was previously a broker with Royal Alliance and Focus Financial.  In July 2021 the Financial Industry...

Broker Steven Schisler Allegations

Steven Douglas Schisler, formerly a securities broker with IFS and Sterne Agee, is the subject of investment fraud allegations.  If you are a client of Steven Schisler please call 303-300-5022 for a free and confidential consultation with a private attorney. FINRA,...

Zach Avery Fraud Recovery

You may be entitled to recovery if you were a fraud victim of Zach Avery, aka Zachary J. Horwitz.  Call 303-300-5022 for a free and confidential consultation. Avery is a small-time actor and was arrested Tuesday April 6 in Los Angeles for running a massive Ponzi...

Fraud of Keith Ashley

Parkland Securities adviser, Keith Ashley, 48, is accused of incapacitating and murdering an investor associated with Ashley’s Ponzi-type fraud.  Authorities arrested Ashley on November 4, 2020, on wire fraud charges.  These charges that stem from an FBI...

Attention Dean Grant Investors

If you are an investors of Dean Harrison Grant, formerly of M Holdings and NY Life, please call 303-300-5022 for a confidential and free consultation with an attorney.  Grant is the found and owner of GFG Strategic Advisors. Authorities in Georgia have issued warrants...