by Jeff Pederson | Jul 3, 2019 | Uncategorized
The SEC charged Kerry Lee Hoffman, former LPL advisor from Chicago, with securities fraud. If you invested with Hoffman call 303-300-5022 to discuss your rights and potential for recovery. The fraud concerned sales of GT Media in which he partnered with childhood...
by Jeff Pederson | Sep 18, 2017 | Uncategorized
If you have suffered investment losses while investing with J.P. Morgan financial advisor Todd Jones, you may be entitled to a recovery. Mr. Jones has recently been accused of committing fraud in a large number of his investors’ accounts. Call 1-866-817-0201...
by Jeff Pederson | May 26, 2017 | Uncategorized
David Lerner Associates agreed to pay a $650,000 fine for the sale of unsuitable REITs to its investors and other violations. Very little of the fine will compensate investors for their losses. Instead, investors suffering losses contact a private attorney. For a...
by Jeff Pederson | May 3, 2017 | Uncategorized
Jeffrey Pederson PC is investigating and interested in speaking to investors of William H. McWilliams, formerly of Raymond James and currently of Stifel Nicolaus. This is in wake of a regulatory AWC entered into by William McWilliams with FINRA that alleges...
by Jeff Pederson | Apr 4, 2017 | Uncategorized
John Blakezuniga, formerly of Vanguard Capital, recently entered into a settlement agreement with FINRA regulators, where he agreed to a fine but did not admit or deny fault, concerning alleged fraudulent activity in the portfolios of his investors. Blakezuniga...
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