Securities Fraud and Mismanagement

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Securities

Securities Fraud of Kerry Lee Hoffman

The SEC charged Kerry Lee Hoffman, former LPL advisor from Chicago, with securities fraud.  If you invested with Hoffman call 303-300-5022 to discuss your rights and potential for recovery.  The fraud concerned sales of GT Media in which he partnered with childhood...

Todd Jones of J.P. Morgan investment fraud

If you have suffered investment losses while investing with J.P. Morgan financial advisor Todd Jones, you may be entitled to a recovery.  Mr. Jones has recently been accused of committing fraud in a large number of his investors’ accounts.  Call 1-866-817-0201...

David Lerner Associates REIT Investigation

David Lerner Associates agreed to pay a $650,000 fine for the sale of unsuitable REITs to its investors and other violations.  Very little of the fine will compensate investors for their losses.  Instead, investors suffering losses contact a private attorney.  For a...

Attention investors of William McWilliams

Jeffrey Pederson PC is investigating and interested in speaking to investors of William H. McWilliams, formerly of Raymond James and currently of Stifel Nicolaus.  This is in wake of a regulatory AWC entered into by William McWilliams with FINRA that alleges...

Invement losses with John Blakezuniga

John Blakezuniga, formerly of Vanguard Capital, recently entered into a settlement agreement with FINRA regulators, where he agreed to a fine but did not admit or deny fault, concerning alleged fraudulent activity in the portfolios of his investors.  Blakezuniga...