by Jeff Pederson | Mar 15, 2017 | Uncategorized
Cadaret, Grant & Co., Inc. of Syracuse, New York and Stockbroker Charles Lee Deremo of Apple Valley, Minnesota submitted a Letter of Acceptance, Waiver and Consent. If you invested with either Cadaret or Deremo, please call 1-866-817-0201 for a free consultation...
by Jeff Pederson | Mar 9, 2017 | Uncategorized
If you have suffered investment losses with First Financial Equity Corp. (“FFEC”) please call for a free consultation with an attorney at 1-866-817-0201. Recent actions of FINRA, the financial industry regulator, indicate that investors may have been...
by Jeff Pederson | Mar 3, 2017 | Uncategorized
Some Energy, Oil and Gas investments can only legally be sold to a limited section of the investing public. If you suffered losses we may be able to help. All such energy investments can only be sold if such investments are suitable for investors. Contact us at...
by Jeff Pederson | Feb 27, 2017 | Uncategorized
On February 2, 2017, Vincent Bee Payne entered into an AWC with FINRA, the Financial Industry Regulatory Authority. FINRA is the regulator that oversees financial advisers. The FINRA allegations, which Payne neither admits or denies, are that he falsified signatures...
by Jeff Pederson | Feb 24, 2017 | Uncategorized
On February 21, 2017, he Securities and Exchange Commission charged William P. Carlson, Jr., a Deerfield, IL investment advisor with misappropriating more than $900,000 from a client’s account through more than 40 unauthorized transactions. Deerfield is in the...
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